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Compliance Lead - Boutique Investment Manager

Job Details

Location
Sydney
Salary
$130,000 - $150,000 + Super + Bonus
Job Type
Permanent
Ref
BH-10256-2
Posted
6 months ago
  • Boutique Investment Manager with international growth plans
  • Lead the compliance function 
  • Be a trusted partner to the business 

An Australian boutique Investment Manager are looking for a Compliance Head to join their team. 
 
Established over 14 years ago this company is an international, Australian based investment manager with over $17 Billion in AUM with a particular focus on wholesale markets, super funds and HNW individuals.  This role will play a key partnering role in launches of new products globally as well as updating the risk and compliance framework.
 
This is a standalone role where you will be focused on:
  • Investment Compliance
  • Compliance Policy
  • Staff Compliance
  • GS007 and ensuring strong relationships with auditors
 
The role has a dotted line reporting to the COO and Board of Directors. 
 
You will have experience in wealth/asset management at a Senior Manager and above level and be a driven self-starter.  Communication and ability to manage key stakeholders is essential. 
 
You will have extensive knowledge of Financial Services and license obligations in Australia as well as knowledge of investment and funds management industry practices and procedures. 



If this sounds like an opportunity for you then please press apply or send your CV to JacobBryk@future-you.com.au
 
FutureYou Risk and Compliance welcome all applicants for a confidential career discussion for this role or any other suitable Audit, Risk and Compliance positions that we are currently working on. 

To be eligible for this role you will need full working rights for Australia. 

Jacob Bryk
JacobBryk@future-you.com.au